Transaction Oversight
See every trade the moment it happens and close cases with evidence, not emails. Hadrius fuses trading, communications, and policy context into one flow, so exceptions surface quickly and decisions stand up on exam day.
Outcomes that Matter
Minimize “Time To Compliant”
AI ingests and analyzes all firm trading activity—across accounts, strategies, and asset classes, so compliance teams see the highest-risk alerts first. Investigations move faster because AI pre-classifies trades, links related activity, and removes the noise that slows teams down.
Get AI-Enhanced Accuracy
AI reviews every trade against restricted lists, issuer relationships, client mandates, market conditions, and behavioral patterns to detect risk signals humans often miss. Reviewers get precise alerts with the specific reason a trade is suspicious.
Become Effortlessly Exam Ready
The system preserves the full lifecycle of each issue: underlying trades, related trades, market context, investigative steps, and final decisions. Examiners get a clean, auditable trail without the team having to assemble anything manually.
Features that Move the Needle
Automated trade ingestion & normalization
across all systems.
AI-powered detection of market abuse patterns
and cross-account anomalies.
Risk-based alert prioritization & noise reduction
for fast resolution.
Context-rich investigative insights
including market data, issuer exposure, timing signals, and more so you’re fully informed.
Immutable audit trails
capturing every trade, alert, and decision.
One-click examiner-ready reports
with complete activity history.
Strategic Advantages
360° risk visibility
Single-dashboard oversight eliminates siloed reviews and blind spots, unifying visibility across both client and employee trading activity.
Reduced developer dependency
Compliance owns the rules. Our drag-and-drop builder rolls out new policies in minutes, bypassing IT, staying ahead of regulatory changes, and keeping compliance in control.
Unified compliance hub
One platform for trades, communications, marketing, vendor due diligence, and code-of-ethics oversight, allowing you to retire legacy tools, cut costs, and simplify compliance.
Stronger audit readiness
Continuous monitoring, automated certifications, and comprehensive evidence packs drastically cut audit prep time and reduce penalty exposure.
Defensible outcomes
Every determination ties to the trade, the rule, and the surrounding context, so questions are resolved quickly.
Hadrius has made significant progress in developing a strong, integrated compliance platform, and its ongoing enhancements have been valuable to our team. We appreciate how their system brings multiple compliance functions together and how adaptable they’ve been to our specific needs as a non-traditional RIA.
Redefining Compliance for Teams that Refuse to Settle.
Hadrius powers compliance for firms across the financial services industry who demand more than outdated systems and manual processes. Our AI-driven platform is built to meet the unique regulatory challenges of compliance teams. One platform, tailored to the way you work.
Broker Dealers
Confidently meet FINRA requirements.
Automate processes, centralize reviews, and cut false positives by 90% or more to stay compliant under Rules 3110, 3120, and 3130.
Average annual compliance savings per user with Hadrius.
Hours gained back weekly per user after implementation.
RIAs
Exam-ready. SEC-compliant.
Automate oversight so you can demonstrate strong supervisory systems without the manual burden.
AUM governed on Hadrius across clients.
Fewer false positives and AI noise reduction in supervision workflows.
Private/Hedge Funds
Control Risk. Protect Investor Confidence.
Hadrius delivers real-time oversight to help your firm confidently meet SEC requirements. Our AI-powered platform enforces robust controls, mitigates regulatory risk, and protects the trust your investors place in you.
Reduction in marketing review cycle times.
Reduction in time spent on e-comms supervision.
Compliance Consultants
Scale your impact. Strengthen client
oversight.
Deliver measurable results with one platform that simplifies reviews, testing, and reporting across firms.
Reduction in daily compliance workloads.
Less time spent on communications compliance.
Resources
We are Hadrius.
Hadrius is built for financial services compliance teams that demand more from their technology. Our privacy-first, policy-aware AI compresses review cycles, eliminates noise, and produces regulator-grade evidence on demand.
One vendor. One system of record.
