Built for Broker Dealers Who Refuse to Compromise.
Regulations shouldn’t slow you down. Hadrius unifies every element of supervision, from communications to employee oversight, so your compliance program runs faster, cleaner, and audit-ready.
One Platform without Fragmentation for Stronger FINRA Confidence
Broker dealers juggle complex supervision under FINRA regulations. Hadrius automates and consolidates your entire supervisory framework, giving broker dealers the precision, speed, and documentation needed to demonstrate full
compliance without the manual burden.
Modern Supervision for a Modern FINRA Framework.
Minimize Supervisory Time to Compliant Across High-Volume Channels
AI routes and prioritizes the highest-risk trades, communications, and marketing materials so supervisors rapidly address real issues while rep workflows remain uninterrupted.
AI-Driven Accuracy for FINRA-Aligned Surveillance
The platform flags suitability concerns, promissory language, Reg BI red flags, off-channel activity, inappropriate recommendations, and trade pattern anomalies—providing greater precision and fewer false positives across supervisory reviews.
Effortless FINRA Exam Readiness With Fully Automated Documentation
Every review, escalation, approval, and remediation is timestamped and archived—creating a complete supervisory record that can be produced instantly for FINRA exams, sweeps, or inquiries.
Scalable Supervision for Distributed Rep Networks
Hadrius supports multi-branch supervision, OSJ structures, and large rep populations with unified oversight and enterprise-grade consistency across every communication and trading channel.
Compliance You Can Prove. Results You Can Measure.
Hadrius delivers the precision, automation, and defensibility needed to meet FINRA obligations, without the burden of legacy tools and combersome processes.
Precision oversight
Intelligent automation ensures accuracy across every supervisory activity.
Speed to compliance
Deploy in weeks and cut manual review times by 70% or more.
Built for FINRA
Configured to your firm’s structure and supervisory control framework.
Secure by design
Zero-data-retention architecture protects every communication, review, and record.
We finally have a compliance system that will help us grow and simplify our next SEC audit. Hadrius is the 3rd compliance "system" we have utilized in the last 3 years, and it will be the last.
Stronger Compliance Starts Here.
