Automated, Auditable, and Unshakable SEC Compliance.
Hadrius empowers RIAs to successfully meet SEC requirements with AI-driven testing, review automation, and continuous oversight.
Automation that Ends the Manual Drag
Frequent and deeper exams make manual oversight unsustainable for RIAs. Hadrius automates testing, marketing review, and documentation in one platform, so your supervisory program is continuously monitored, defensible, and exam-ready.
SEC Compliance without the Complexity
Accelerate Time to Compliant Across a Growing Advisory Platform
AI triages risk across trading, marketing, communications, and employee oversight, allowing compliance teams to clear supervisory queues rapidly while advisors complete obligations with minimal operational drag.
Precision Oversight Powered by RIA-Specific AI Intelligence
AI evaluates activity against the latest SEC marketing rules, ADV requirements, performance presentation standards, conflicts of interest, and advisory-mandate considerations, elevating supervisory accuracy across the entire firm.
Continuous Exam Readiness Through Automated Recordkeeping
Every certification, trade review, communication decision, filing, and remediation step is automatically captured and organized into a defensible audit trail, enabling RIAs to navigate SEC exams with confidence and speed.
Built to Scale With Multi-Office, Multi-Advisor Enterprises
Whether supporting dozens of advisors, multiple business units, or hybrid RIA/BD structures, Hadrius delivers unified oversight across all teams and workflows, maintaining speed, accuracy, and exam readiness as the firm grows.
The Safe Choice for RIA Compliance
Move faster, reduce operational risk, and demonstrate a strong culture of compliance with regulatory confidence.
Confidence at every exam
Be audit-ready every day, not just once a year.
Gain important time back
Reclaim hours weekly for your team with scalable and intelligent automation.
Policy-driven precision
AI aligns directly with your firm’s written procedures to increase precision at every turn.
Built for growth
Scale compliance operations and keep up with regulatory changes without adding headcount.
"The ability to easily configure rules, monitor employee trading activity, and generate comprehensive reports has been a game-changer for my team."
Streamlined Compliance Starts Here
