Communications Oversight
Capture every channel and eliminate blind spots with real-time archiving.
Outcomes that Matter
Cut false alerts by 90% or more, produce exam-ready records on demand, and eliminate blind spots from software built exclusively for SEC and FINRA regulated firms.
Minimize “Time To Compliant”
AI automatically classifies, routes, screens false positives, and prioritizes messages so reviewers see the items that matter first. Compliance teams clear their queues faster, and advisors get real-time guidance that reduces repeat violations and cuts Time To Compliant across the firm.
Get AI-Enhanced Accuracy
AI analyzes the actual content of emails, chats, social posts, and other messages to detect risky language, missing disclosures, and policy violations. Reviewers get precise, context-rich alerts that dramatically improve accuracy while slashing false positives.
Become Effortlessly Exam Ready
Communications Oversight creates an immutable, searchable archive of all monitored channels and review actions. When regulators ask for evidence, you already have a complete, defensible package you can compile and export in seconds.
Features that Move the Needle.
AI-powered prioritization and noise reduction
so reviewers focus only on meaningful risks.
Automated ingestion and smart routing
across email, chat, SMS, social channels, and more for rapid setup.
Multi-format AI analysis
that understands text, images, screenshots, and mixed media.
Bulk review tools and real-time advisor feedback
to speed resolution and behavior correction.
Full audit trails, searchable archives, and one-click exam exports
for instant exam readiness.
Policy-aware alerts and severity scoring
that dramatically improve accuracy and defensibility.
Strategic Advantages
Increase operational efficiency
Eliminate manual tracking and streamline supervision to boost team productivity and reduce regulatory risk.
Risk reduction + regulatory alignment
Eliminate compliance gaps by capturing all communications in their original context, helping you to confidently meet SEC, FINRA, and firm-specific requirements.
Secure + scalable architecture
Single-tenant cloud, end-to-end encryption, and role-based controls ensure secure, flexible deployment.
WORM compliant archiving
Secure, tamper-proof archiving with customizable retention to meet SEC and FINRA requirements.
Flexible user permissions
Role-based access control ensures only authorized team members can securely monitor, review, and manage communications across your firm.
We finally have a compliance system that will help us grow and simplify our next SEC audit. Hadrius is the 3rd compliance "system" we have utilized in the last 3 years, and it will be the last.
Redefining Compliance for Teams that Refuse to Settle.
Hadrius powers compliance for firms across the financial services industry who demand more than outdated systems and manual processes. Our AI-driven platform is built to meet the unique regulatory challenges of compliance teams. One platform, tailored to the way you work.
Broker Dealers
Confidently meet FINRA requirements.
Automate processes, centralize reviews, and cut false positives by 90% or more to stay compliant under Rules 3110, 3120, and 3130.
Average annual compliance savings per user with Hadrius.
Hours gained back weekly per user after implementation.
RIAs
Exam-ready. SEC-compliant.
Automate oversight so you can demonstrate strong supervisory systems without the manual burden.
AUM governed on Hadrius across clients.
Fewer false positives and AI noise reduction in supervision workflows.
Private/Hedge Funds
Control Risk. Protect Investor Confidence.
Hadrius delivers real-time oversight to help your firm confidently meet SEC requirements. Our AI-powered platform enforces robust controls, mitigates regulatory risk, and protects the trust your investors place in you.
Reduction in marketing review cycle times.
Reduction in time spent on e-comms supervision.
Compliance Consultants
Scale your impact. Strengthen client
oversight.
Deliver measurable results with one platform that simplifies reviews, testing, and reporting across firms.
Reduction in daily compliance workloads.
Less time spent on communications compliance.
Resources
We are Hadrius.
Hadrius is built for financial services compliance teams that demand more from their technology. Our privacy-first, policy-aware AI compresses review cycles, eliminates noise, and produces regulator-grade evidence on demand.
One vendor. One system of record.
