Comprehensive SEC and FINRA compliance powered by AI

The only all-in-one software suite for all your RIA and broker-dealer compliance obligations.
Not an RIA or BD yet? We'll handle registration.
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Revolutionizing compliance for dozens of elite firms

Building and growing with us, flexible to our needs, and that it’s all-in-one is really exceptional. There’s really nothing else like this.
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CCO of Republic Capital
The turnaround on everything compliance is much much faster, can get it done ASAP instead of being a whole project.
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HR and Compliance Manager at Mainvest
We were spending 8-12 hrs on marketing review each week and Hadrius has cut that to under an hour.
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General Counsel, VP of Legal at Arrived
Hadrius is a FINRA compliance program we can rely on as a broker-dealer to scale with us.
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President & CCO @ Frec Securities | Frec Advisers
Hadrius’ AI saves me all the hassle of having to figure out if something is compliant and saves me hours weekly.
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Founder, Silo

The most advanced, comprehensive SEC and FINRA compliance program around.

Run your entire compliance program in one platform - and put it on autopilot.

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  • Made for SEC and FINRA regulated RIAs and broker-dealers.

  • Your entire compliance program in one place, automated.

  • Complementary 24/7 access to our compliance and engineering teams to meet all your needs.

We cover it all

Most of our clients consolidate all their compliance vendors with Hadrius - that means serious savings, simpler workflows, less time on tedious tasks, and comprehensive coverage of all your compliance needs.

Communications Review & Archiving

Archiving and AI-powered review for email, Slack, WhatsApp, Telegram, WeChat, and more. Our systems use the newest advancements in AI to monitor and flag electronic communications with a significantly lower false positive rate, saving you hours of your time.

Marketing Review & Archiving

Automated marketing review powered by our own ComplianceGPT. Upload dozens of document types and receive compliance recommendations in under a minute - saving you (and your marketing team) hours of back and forth.

Trade Monitoring

Set up employee brokerage accounts once, and take advantage of automated reporting, pre-clearance, and reviews as necessary. We assist with employee onboarding to make this process effortless.

Attestations and Disclosures

Political contributions, gifts, outside business activity, updates to your Code of Ethics, Compliance manual, and more. Employees have their own login to the intuitive Hadrius UI to make reporting and signing documents easy.

Task Management

Compliance Calendaring, Form Automations, Vendor Due Diligence, and more to chart your path through the changing regulatory environment - all setup and customized specifically to your firm.

White-glove support

24/7 access to our tech and compliance team for questions, updates, features and anything else you need in a dedicated Slack channel at no extra cost. Consider us as another member of your team.

The results speak for themselves.

Average annual compliance savings after starting with Hadrius.
16hrs / week
Average time saved after starting with Hadrius.
RIAs, broker-dealers, and compliance firms running their compliance with Hadrius.

Ready to take your compliance up a notch?

Comprehensive compliance in a fraction of the time. Start with Hadrius today.