AI-Powered SEC and FINRA Compliance

Archiving and AI-powered review for email, Slack, WhatsApp, Telegram, WeChat, and more. Our systems use the newest advancements in AI to monitor and flag electronic communications with a significantly lower false positive rate, saving you hours of your time.

Automated marketing review powered by our own ComplianceGPT. Upload dozens of document types and receive compliance recommendations in under a minute - saving you (and your marketing team) hours of back and forth.

Set up employee brokerage accounts once, and take advantage of automated reporting, pre-clearance, and reviews as necessary. We assist with employee onboarding to make this process effortless.

Political contributions, gifts, outside business activity, updates to your Code of Ethics, Compliance manual, and more. Employees have their own login to the intuitive Hadrius UI to make reporting and signing documents easy.

Compliance Calendaring, Form Automations, Vendor Due Diligence, and more to chart your path through the changing regulatory environment - all setup and customized specifically to your firm.

24/7 access to our tech and compliance team for questions, updates, features and anything else you need in a dedicated Slack channel at no extra cost. Consider us as another member of your team.