Hadrius Is Compliance. Anything Else Is a Risk.
Built for firms that demand precision, security, and confidence in every decision.
Compliance, Consolidated. Automation without Tradeoffs.
Hadrius is the gold standard for modern compliance.
One platform that unifies, automates, and safeguards every part of your program.
Meet FINRA requirements with precision every time.
Simplify supervision under FINRA Rules 3110, 3120, and 3130.
Hadrius consolidates all aspects of supervision, from marketing and communications to employee and firm activity, into one, AI-powered system designed to meet and exceed FINRA expectations.
Extend your reach. Empower every client.
Empower firms with the compliance infrastructure they deserve.
Hadrius provides a modern compliance infrastructure that automates reviews, documentation, and testing, helping you deliver measurable results faster while deepening client trust and strengthening your value proposition.
Always SEC-compliant. Always audit-ready.
Built to meet the rigorous standards of SEC Rule 206(4)-7.
Examinations are increasing in frequency and depth for RIAs. Hadrius helps you maintain a defensible compliance program through automated testing, marketing review, and employee oversight, without adding complexity.
Strengthen internal controls.
Maintain investor trust.
Real-time oversight for high-stakes compliance.
Funds operate under constant pressure to prove robust compliance around trading, conflicts, and disclosures. Hadrius provides real-time trade surveillance, automated attestations, and centralized risk tracking to reduce exposure and meet SEC expectations with precision.
Why Hadrius?
Hadrius is more than compliance software.
It’s the foundation of firm integrity.
Automation that works the way you need it
AI-powered workflows eliminate manual reviews, streamline approvals, and keep your team focused on strategy, not spreadsheets.
Redefining risk reduction
Proactively identify, manage, and document compliance risks in real time to close any gaps before regulators find them.
Operational efficiency that scales
Centralize oversight across your firm to accelerate processes, reduce costs, and strengthen
accountability.
Tailored to your firm’s policies
Hadrius adapts to your unique supervisory structure and policies, ensuring every rule, workflow, and review reflects the way your firm actually operates.
"I mean, it’s just vastly easier than the last tool that we used. Not sure how else to say it."
Resources
The Safe Choice. The Smart Choice. The Standard.
