Consolidate Compliance. Eliminate Blind Spots.
Consolidate your program under one OS built specifically for SEC/FINRA scrutiny. Automate supervision, standardize determinations, and cut false positives by 90% or more from a platform built with privacy-first, zero-retention AI and is exam-ready by design.
Explore Our Solutions
Marketing Oversight
Centralize content reviews, disclosure governance, and regulatory archiving into a single, privacy-first, AI-powered system. Accelerate review times, and reduce regulatory risk, giving your team complete control with audit-ready documentation.
Communications Oversight
Capture, supervise, and archive over 30 channels in real time, eliminating blind spots and reducing false alerts with unified case management and WORM retention.
Employee Oversight
Gain real-time visibility across certifications, disclosures (OBA, gifts, contributions), and personal trading. Automate enforcement, route exceptions, and maintain immutable timelines, for faster detection, stronger controls, and exam-ready execution across your firm.
Firm Oversight
Program governance in one system of record, including policies, risk, testing, issues, and annual reviews, with immutable lineage and live dashboards. Quantify control effectiveness, and system-level traceability, closing the loop for SEC/FINRA scrutiny.
Transaction Oversight
Unify trade, communications, policy data, and attestations into a single surveillance workflow. Detect conflicts faster, enforce pre-clearance, escalate intelligently, and easily export exam-ready audit trails.
Why Choose Hadrius
Review the side-by-side comparison below and see why leading firms are trading legacy providers for Hadrius.
Features | |  |  |  |  |  |  |
|---|---|---|---|---|---|---|---|
Modern Interface |  | — | — | | — | — | — |
Archiving & Comms Surveillance | |||||||
Email Archiving | | | | | — | | |
AI-Powered Surveillance | | | | | — | | — |
Custom Enterprise AI Model | | — | — | — | — | — | — |
Keywords/Lexicon Surveillance | | | | | — | | |
Boolean Search | | | | | — | | |
Saved Search Queries | | | | | — | | |
Data Management & Integration | |||||||
Data Export Fees | — | — | | — | — | — | — |
Email Hosting/Encryption Services | | | | — | — | — | — |
Proprietary Texting App | — | | | — | — | — | — |
Multi-Channel Communications Capture | |||||||
Comprehensive Business Social Media Archiving | | | | | — | | — |
Comprehensive Personal Social Media Archiving | | | | | — | | — |
SMS/Text Message Archiving | | | | | — | | |
iMessage Archiving | | | | | — | | |
WhatsApp | | | | | — | | |
Other IM/Chat Archiving (Slack, Teams, etc.) | | | | | — | | |
Bloomberg Chat Archiving | | | | | — | — | |
Discord Archiving | | — | — | — | — | — | — |
Employee Compliance & Oversight | |||||||
Personal Transaction Monitoring | | — | — | | | — | |
Certifications & Attestations | | — | — | | | | |
Employee Disclosures (OBAs, Gifts, etc.) | | — | — | | | | |
Conflicts of Interest Monitoring | | — | — | | | | |
Firm Oversight | |||||||
Firm Risk Assessment | | — | — | | — | — | — |
Control Inventory | | — | — | — | | — | — |
Testing Calendar | | — | — | | — | — | — |
Compliance Manual & Policy Hosting | | — | — | | — | — | |
Annual Compliance Reporting | | — | — | | — | — | — |
Marketing & Conduct Oversight | |||||||
Advertising/Markeing Submission & Reviews | | — | — | | | | |
Smart Marketing Disclosures | | — | — | — | | | |
Guided Advisor Onboarding Workflow | | — | — | | — | | |
Trade Surveillance | | — | — | | — | — | |
FINRA Gateway Integration | | — | — | — | | | |
ADV 2B Maintenance | | — | — | — | | | |
Branch Inspections | | — | — | — | — | | |
Firm Element & CE | | — | — | | | | |
Based on publicly available vendor websites, product documentation, and third-party reviews accessed November 25th, 2025. Feature availability reflects generally available capabilities;some items may require specific modules, configuration, or third-party integrations. Vendors update offerings frequently—please verify with each provider. This document is informational and not legal advice. “Coming soon” denotes planned features. All trademarks belong to their respective owners.
Redefining Compliance for Teams that Refuse to Settle.
Hadrius powers compliance for firms across the financial services industry who demand more than outdated systems and manual processes. Our AI-driven platform is built to meet the unique regulatory challenges of compliance teams. One platform, tailored to the way you work.
Broker Dealers
Confidently meet FINRA requirements.
Automate processes, centralize reviews, and cut false positives by 90% or more to stay compliant under Rules 3110, 3120, and 3130.
Average annual compliance savings per user with Hadrius.
Hours gained back weekly per user after implementation.
RIAs
Exam-ready. SEC-compliant.
Automate oversight so you can demonstrate strong supervisory systems without the manual burden.
AUM governed on Hadrius across clients.
Fewer false positives and AI noise reduction in supervision workflows.
Private/Hedge Funds
Control Risk. Protect Investor Confidence.
Hadrius delivers real-time oversight to help your firm confidently meet SEC requirements. Our AI-powered platform enforces robust controls, mitigates regulatory risk, and protects the trust your investors place in you.
Reduction in marketing review cycle times.
Reduction in time spent on e-comms supervision.
Compliance Consultants
Scale your impact. Strengthen client
oversight.
Deliver measurable results with one platform that simplifies reviews, testing, and reporting across firms.
Reduction in daily compliance workloads.
Less time spent on communications compliance.
I mean, it’s just vastly easier than the last tool that we used. Not sure how else to say it. Appreciate them being willing to shape the product with our feedback with high velocity.
Resources
We are Hadrius.
Hadrius is built for financial services compliance teams that demand more from their technology. Our privacy-first, policy-aware AI compresses review cycles, eliminates noise, and produces regulator-grade evidence on demand.
One vendor. One system of record.
