Unify marketing review, e-comms supervision, employee oversight, firm oversight and trade surveillance with real-time AI, regulator-ready evidence, in one source of truth.
Backed by Y Combinator and trusted to maintain compliance for
AUM across our clients
Purpose-built for financial services compliance teams, SEC/FINRA-aligned, and regulatory-grade from day one, all powered by zero-data retention AI.
Centralized Compliance.
Maximum Confidence.
Consolidate your compliance operations and data into one AI-powered, human-centric solution. Gain real-time visibility and control so you can proactively manage risk and confidently stay ahead of regulatory demands.
Purpose-built for the firms that power the financial services industry.
We deliver an AI-powered platform designed for the unique challenges of financial firms and the professionals who support them. No matter your structure or strategy, Hadrius gives you the speed and confidence to move faster, cut risk, and stay audit-ready, all backed by zero-data retention for complete privacy.
Prove 3110/3120/3130
Unify supervision and controls across communications and marketing with 17(a)-4/WORM retention and immutable timelines. Cut noise by 90% or more, standardize determinations, and evidence CEO certification. Anything less creates exposure.
Operationalize 206(4)-7
Automate program testing, annual reviews, and Marketing Rule workflows with policy-as-code and audit-clean lineage. Produce exam packs on demand and eliminate manual gaps, with zero-retention AI.
Stronger oversight for SEC and investor expectations.
Monitor employee/firm trading in real time against restricted lists and blackout windows; automate Code of Ethics attestations and conflict tracking. Investor-ready reporting and defensible escalations, built by design.
Scale and strengthen oversight, not headcount.
Deliver SEC/FINRA-ready operations across clients with standardized reviews, testing, and evidence packs in multi-tenant workspaces. Less noise, faster proofs, and measurable outcomes. Your gold-standard toolkit.
What Our Clients Say
Real feedback from CCOs and firm leaders about their Hadrius experience.
We finally have a compliance system that will help us grow and simplify our next SEC audit. Hadrius is the 3rd compliance "system" we have utilized in the last 3 years, and it will be the last.
I mean, it’s just vastly easier than the last tool that we used. Not sure how else to say it. Appreciate them being willing to shape the product with our feedback at high velocity.
We recently switched to Hadrius to consolidate multiple vendors. The ability to easily configure rules, monitor employee trading activity, and generate comprehensive reports has been a game-changer for my team.
We recently switched full-boat to Hadrius - loving it so far. It’s been breathtakingly awesome in terms of just the ease and how helpful the team is. Hadrius is a step-change easier than previous tools we’ve used.
Hadrius brings multiple compliance functions together and is incredibly adaptable to our specific needs even as a non-traditional RIA.
Results that Speak for Themselves
Hadrius is more than just smart technology. We deliver measurable results with real impact and defensible outcomes. Cut review cycle time, slash false positives, reclaim hours every week, lower cost, and turn compliance into a competitive edge.
Hours gained back weekly per user after implementation.
Average annual compliance cost reduction per rep with Hadrius.
AUM secured across 500+ institutions & investment firms.
Fewer false positives and AI noise reduction in supervision workflows.
Reported reduction in marketing review cycle times.
Reduction in time spent on e-comms supervision.
Resources
We are Hadrius.
Hadrius is built for financial services compliance teams that demand more from their technology. Our privacy-first, policy-aware AI compresses review cycles, eliminates noise, and produces regulator-grade evidence on demand.
One vendor. One system of record.
